Trade Surveillance Analyst

BCT Resourcing

Trade Surveillance Analyst – Investment Company
London- flexible working 
£65,000 per annum

Client is a Global Investment bank in Central London who are looking to recruit a Trade Surveillance Analyst to join their established Compliance team. The investment firm is licenced and regulated by the FCA in the UK. The firm offers a flexible working policy with 3 days in the office and 2 days working from home. In terms of culture our client has a family feel about it and you will be joining an established team of 5 compliance professionals.

Your duties of a Trade Surveillance Analyst will be:

* Conduct Trade surveillance for trading activity across the business areas to identify potential instances of market abuse.
* Work with the business to document and escalate potential market abuse to the SMF16/17 an submit Suspicious Transaction and Order Reports (STOR/SAR) to the appropriate regulator
* Identify opportunities to enhance the surveillance platform and implement changes as and when required.
* Assist with developing Management Information with the Head of Compliance that provides insight to the efficiency of the market surveillance operation including drafting commentary for reporting to key stakeholders
* Develop frameworks to reduce the risk of market abuse
* Assist in developing, implementing, maintaining and enhancing current policies, procedures, and controls

If you have a strong background in Trade Surveillance and would like to join a friendly team please apply for immediate consideration.

Contact Name:
Reference:
TJ/7354/2006722
Job ID:
2987893

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