CASS Oversight Officer

BCT Resourcing

CASS Oversight Officer
London based

I have a new opportunity for an Associate CASS Oversight Officer to join an FCA regulated trading company.

Key responsibilities:
Performing daily client money reconciliations
Completing monthly CMAR and CASS RP reviews
Preparing regulatory client submissions to FCA
Evaluate cash and stock reconciliation breaks

Person requirements:
2+ years CASS 6/7 experience
Proven knowledge of client money regulatory requirements
Experience in FX, CFDs and equities is desirable

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